Second Mortgage Foreclosure

Can the second mortgage holder foreclose if the first mortgage is still current?

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Bill's Answer: Bills.com Resident Expert

Thank you for your excellent question about how a delinquency on a second mortgage affects your home and the chances that a foreclosure may result.

If you are current on your first mortgage and become delinquent on your home equity loan (which is a form of second mortgage), the second mortgage lender has the legal right to foreclose on your house and property. However, it may not do so because of economic reasons, which I will discuss below.

Here is the good news: Lenders do not like to foreclose on mortgages because foreclosure offers a poor economic return. Lenders foreclose only as a way of limiting losses on a defaulted loan.

Generally speaking, when homeowners get behind on mortgage payments, lenders will work with them to bring the loan current. To do so, however, the owner must stay in communication with the lender and be honest about the financial situation. The lender’s willingness to help with current problems will depend heavily on past payment records. If the owner made consistent timely payments and had no serious defaults, the lender will be more receptive than if the person has a record of unexplained late payments. Homeowners falling behind in payments or who know they are likely to do so in the immediate future should contact the lender right away to discuss alternative payment arrangements.

Foreclosure Process, Briefly

Either the first or second mortgagee can initiate a foreclosure. The foreclosure process varies from state to state, but generally takes from two to 18 months. It all depends on the terms of the loan and local state laws. However, normally if mortgage payments are not received within 150 days, the bank can proceed with the foreclosure process. The second mortgage would be repaid after the first mortgage is paid in full.

Deficiency Balance

In fact, if the sale price is less than the value of the mortgages held against it, then in some states the homeowner could still owe an unsecured balance called a deficiency balance or deficiency judgment. The good news is that this new deficiency balance (if it exists and if your lenders pursue it) is an unsecured debt that may be enrolled into a debt settlement program.

Recourse Loan vs. Non-recourse loan

In some states (such as California) and in some circumstances, the second mortgage may be what is called a non-recourse loan. A non-recourse loan means that the lender has no recourse to collect any deficiency balance against the borrower. Its only recourse is the security on the property itself. You will need to review your loan documents and state laws to determine if your second mortgage is a non-recourse loan. Contact an attorney in your state who is experienced in property law to determine for certain if your mortgages are recourse or non-recourse.

Second Mortgage Foreclosure

According to Bills.com readers I have spoken to and corresponded with, second mortgagees will initially take a hard-line stance in negotiations with homeowners in default. However, once the mortgagee is convinced the homeowner is sincere in their inability to repay the second mortgage and are considering bankruptcy, the mortgagee's position will soften and consider a lump-sum settlement. Readers report that some second mortgagees will settle for 10 to 30 cents on the dollar, depending on the policies of the company.

It is possible legally, although not practical economically, for a second mortgagee (sometimes called a junior mortgagee) to foreclose and preserve its interests in the property. The junior mortgagee may pay off the first mortgage to preserve its own interest on the property. Because foreclosure destroys all interests that are junior to the mortgage being foreclosed, the junior mortgagee has the right to pay it off to avoid being wiped out by the foreclosure. The home equity lender may pay off the outstanding balance of the first mortgage and be subrogated to the bank’s rights against the debtor.

As this is written in early 2010, it does not make economic sense for a junior mortgagee to redeem the first mortgage because property values in many areas are far lower than the mortgage balances on the attached properties. However, when property values recover the economics of this equation may reverse and we may see junior mortgagees exercise their right to redeem.

Alternatives to Foreclosure

An agreement between the homeowner and mortgagee to prevent the loss of a home is called a loan workout plan. It will have specific deadlines that must be met to avoid foreclosure, so it must be based on what the borrower really can do to get the loan up to date again. The nature of the plan will depend on the seriousness of the default, prospects for obtaining funds to cure the default, whether the financial problems are short term or long term and the current value of the property.

If the default is caused by a temporary condition likely to end within 60 days, the lender may consider granting "temporary indulgence." Those who have suffered a temporary loss of income but can demonstrate that the income has returned to its previous level may be able to structure a "repayment plan". This plan requires normal mortgage payments to be made as scheduled along with an additional amount that will end the delinquency in no more than 12 to 24 months. In some cases, the additional amount may be a lump sum due at a specific date in the future. Repayment plans are probably the most frequently used type of agreement.

Forbearance

In some cases, it may be impossible to make any payments at all for some time. For those who have a good record with the lender, a "forbearance plan" will allow them to suspend payments or make reduced payments for a specified length of time. In most cases the length of the plan will not exceed 18 months and will stipulate commencement of foreclosure action if the borrower defaults on the agreement.

Making Home Affordable Refinance Program

If an Adjustable Rate Mortgage (ARM) reset or drop in income are causing the distress, the federal government home loan programs might be able to help. The Making Home Affordable Refinance Program (HARP) allows borrowers with mortgage debt of 80 percent to 125 percent of the home value to renegotiate the terms of their loan, in some cases without paying additional PMI.  Editor’s note: On October 24, 2011, the FHFA announced changes to HARP that remove the 125% LTV restriction for fixed-rate loans. See the Bills.com resource HARP Mortgage to learn about the loosened requirements.

Foreclosure is a serious situation that has serious repercussions. If you can, you want to avoid a foreclosure as much as possible. Bills.com is here to help. We also offer helpful guides, foreclosure FAQs, glossary terms, and other helpful tools to help you keep your home and avoid a bank repossession.

You can find more information on the Bills.com foreclosure page. See also the HUD page Avoiding Foreclosure. To learn more about negotiating a debt, read the Bills.com article Debt Negotiation and Settlement Advice.

I hope this information helps you Find. Learn & Save.

Best,

Bill

Bills.com

Comments (165)


Greg V.
Columbus, OH  |  May 06, 2012
We have a first mortgage of 138000. the second mortgage is 48000. House is worth 1 Z70000. A few years ago I filed chapter 7. I reaffirmed the first mortgage but not the second. What happens if I stop making the second mortgage payments? Do I have a strong case to force the 2nd mortgage to refinance the terms of the loan?
Bills.com
May 07, 2012
I am unsure of the market value of your property, and will assume it is less than the value of your senior plus junior loans.

A deed of trust or what we call a mortgage consists of two documents. The note is the personal promise the borrower makes to lender to repay the loan. The mortgage is the claim the lender files with the county recorder to the borrower's property. The mortgage gives the lender the right to foreclose. The note gives the lender the right to pursue the borrower personally if the borrower defaults.

A chapter 7 bankruptcy strips liability for the note, but does not change the mortgage. A chapter 13 bankruptcy can strip liability for both the mortgage and the note on a junior loan. A reaffirmation of a debt discharged in bankruptcy reestablishes the personal liability for the debt.

If you stop making the monthly payments on the second, also called a junior, this lender still has the right to foreclose. If the property is worth the same or less than the balance of the senior, the junior may be convinced it would make more sense to negotiate a lump-sum settlement instead of going to the expense of foreclosing, which will likely result in recovering nothing.

A handful of progressive states require a home loan lender to negotiate with the borrower before foreclosing. Thank your lucky stars if you reside in one of them, which leads me to my conclusion. Consult with a lawyer in your state who has experience litigating mortgage issues and foreclosures. He or she will explain your state's anti-deficiency laws, which may give you another bargaining chip. He or she will also discuss a negotiating strategy to settle the junior, and discuss the risks of a foreclosure in your circumstances.
Heather F.
Chesterfield, VA  |  March 29, 2012
Our 2nd mortgage was a 5 in 1 with a balloon payment that just came due in March. Both mortgages have always been current, just can't pay the 125k balloon payment on the 2nd (home is worth 430k & we owe 640k between both). WF says they'll refinance the 2nd at a ridiculous 12.3%. We told them that rate was unacceptable & they won't budge-they said we've shown the ability to pay. So b/c we pay our bills, they're trying to get us to make up for other folks. We told WF that we won't pay that rate & they're threatening to fore close in 90 days. Is this scare tactics or will the 2nd really jump the 1st mortgage, which is also held by private investors within WF. We live in VA. Isn't it in their best interest just to offer us a fair interest rate so we can move on? That's all we want. Thanks!
Bills.com
March 30, 2012
From a legal perspective, a foreclosure is possible. However, from a financial perspective, it does not make any sense. A quick review of the facts you shared:
  • $430,000 market value
  • $515,000 senior (implied from your message)
  • $125,000 junior
  • $230,000 negative equity or 148% LTV

As you pointed out, it does not make financial sense for the junior to foreclose because the senior will almost certainly foreclose to be first in line for the foreclosure auction. If that happens, the junior would net nothing because the balance of the first is about $100,000 greater than your market value.

I cannot predict how the servicer for the junior will behave. Your negotiator states the junior's legal rights accurately. However, a foreclosure does not make sense financially. My advice? Consult with a lawyer who has bankruptcy experience. I am not suggesting your only course of action is to file bankruptcy. However, should the junior pull the trigger on a foreclosure, a chapter 13 may be a viable strategy on your part.

Ross L.
February 25, 2012
Dear Bill, I would appreciate your thoughts on my situation. In 2008 I made a 5 year interest only balloon second mortgage on a "friend's" investment property. Subsequently he got married and ran into financial difficulties. The property in question was foreclosed and he transferred the security to another property on a new note with identical terms. He made one payment and has not made any since. The new next property is in foreclosure as he has been using the rental income for personal expenses and has not kept up the first or second mortgage. He refuses to make any payments. His wife stands to inherit a large quantity of money. Do I have any rights to go after the money as recourse? In the original loan the money was not used for the purchase of the property at its purchase? Thank you Ross
Bills.com
February 26, 2012
You have every right to sue him, but that may or may not help you collect. For instance, he could discharge your debt in a bankruptcy, if he qualifies. In every jurisdiction with which I am familiar, if his wife inherits money and does not mingle it in a jointly held account, that money will not be a source from which you can recover the money owed to you.

I recommend you speak with a lawyer to discuss the remedies available to you.
Kenzu M.
San Mateo, CA  |  February 03, 2012
Hi Bill, My house was foreclosed two years ago. Bank of America bought Countrywide who was my lender for both 1st and 2nd mortgages. Both loans were used to finance the primary residence in California. BofA auctioned the house in 2009. I received tax documents from BofA stating the cancellation of my debts. I thought it is both for the two mortgages. But last year I received a mail form BofA debt collection agency informing me of my 2nd mortgage I owe plus interest. As far as I know, there is no deficiency judgement in California and there is "ONE ACT RULE" in the state. Should I confront my lender and ask the collection agency to stop intimidating me. Legally, do I still owe BoA of my 2nd mortgage? Or BofA is using this to continue to report my defaults to credit bureau? I am thinking of sending a letter to BofA, then send a copy to my state senator, to my state Attorney General and to local news.
Bills.com
February 04, 2012
If both loans were purchase money loans, then under California law the borrower has no personal liability if there is a foreclosure or short sale resulting in a deficiency balance. Call me cynical, but contacting the media or politicians about Bank of America violating the rights of another homeowner will not change your situation. You are one of many, so the I doubt the media will be interested, nor have politicians shown any willingness to confront the big banks. Your best option is to consult with a lawyer who has litigation experience and is willing to take your case on a contingency basis.
Lorrie R.
January 15, 2012
Hi Bill, I have a 1st & second mortgage that are/were both through BOA in Maryland. My 1st is modified with them in the Making Home Affordable program and payments are going well. During the 1st mortgage modification process my 2nd (which was very delinquent) went to a collection company called Compass Resolution Services, LLC. I spoke with them once last year and they didn't offer to help at all with paying them back as to reducing payment amount etc. They did say that I could call them back with an 'offer' to pay off this loan, but also before hanging up he advised me not call back with a $1000 offer either. Financially I do not have the means to pay the second mortgage. Months went by and I never spoke (or answered) any of their calls feeling I had nothing to work with at this point. A week ago I received a letter from them stating that they NEED TO HEAR FROM ME and need to obtain a resolution on my account or a field inspection will be ordered at my expense. Have no clue what that is. They NOW also added that they want to 'help' me get this resolved and here are some options:
  1. Full settlement at a reduced balance
  2. Repayment plans: Principal and Interest
  3. Repayment plan on negotiated full settlements
  4. Interest Rate Reduction

They did NOT offer me ANY rate reductions offer when we first (originally) spoke that one time. In fact, the man was very affirmative after I spoke of my first mortgage being in the MHA program, that they DO NOT do such rate reductions, etc. It's either 'get caught up on payments' or 'make an offer' to settle the balance. I do not wish to call them and get swindled into an argument due to them telling me the same thing once they get me on the phone. This has been very upsetting and nerve wracking to me. So, I went and spoke the Manager at my local BOA branch who she herself made a few phone calls to the Foreclosure dept at BOA and even called Compass Resolution Services in which they did not even want to tell her much either. After speaking with the Forc Dept at BOA, they advised me that my 2nd mortgage is 'charged-off' with them and this Compass company is a debt collector. The BOA manager asked if they could advise me as to the collection company being able to foreclose on me, they didn't know if they could and advised me to speak with an attorney to see how far they could go, if any. Do you have any legal advice for me as to Compass being a debt collector and not a bank, if they are able to foreclose on my property? I found out this company is based out of California, not that that makes any difference I'm sure.

Bills.com
January 18, 2012
The debt collector retains the rights to enforce the terms of the contract, so I believe it could foreclose. However, if there is not enough equity to pay off the first mortgage, then a foreclosure will not lead to the collection agency getting any money, which is a big disincentive for it to take the time and expense of foreclosing on you.

Consult with a bankruptcy attorney. If you qualify for a Chapter 7 or the attorney tells you that even a Chapter 13 could remove your obligation to repay the second, then call the collection agency back and make a very low offer to settle in full. Explain that you will discharge the entire debt via a bankruptcy (again, if you qualify to do so) and they will get zip, zero, nada, unless they accept your offer.
BCG B.
Woolwich Twp, NJ  |  January 06, 2012
I am currently 3 years in a Chapter 13. Both my trustee and 1st mortgage are current. However my second mortgage (currently at 7.25%) is significantly behind. Reason being I was attempting to modify the first mortgage because I am in an ARM and in addition i wanted to attempt to modify the second because of the rate. But with rates as low as they are (I am currently at 3% owing 24 more years), the modification had me at 5% over 46 years and this just didn't make financial sense for us. Now that we have declined the modification on the first, we can't have the second modified. Are there other options out there to bring my second mortgage current and reduce the interest rate. I am in constant communication with my mortgage company but it's very difficult to get information being in a Chapter 13.
Bills.com
January 12, 2012
What is the present market value of your property? What is the balance of the senior loan? The junior loan?

I ask these questions because if you are upside-down, and the junior would get zero if there was a foreclosure today, then the lien for the junior may be stripped upon completion of a chapter 13, assuming the market value does not rise anytime soon. Talk to your bankruptcy lawyer about lien stripping and if it applies to you.

It does not surprise me that the mortgage servicers are reluctant to negotiate with, given that you are in the midst of a chapter 13. Ask your bankruptcy lawyer to get involved in the negotiations.
Samoeun S.
San Jose, CA  |  December 09, 2011
Hi Bills, I'm in California, owning a residence home now worth about $440K. My 1st loan with Chase is $390K and a 2nd loan with other bank $ 140K. Both loan payments are current but we are having financial difficulty about a year ago. It's very hard to pay our 2nd loan because higher interest higher payment. We really want to keep the home and will pay only the 1st loan, and stop paying the 2nd loan. Can the 2nd lender foreclose our home? Or can we negotiate for settlement?
Bills.com
December 10, 2011
If you decide to stop paying your 2nd mortgage, then YES, the 2nd lender can initiate any legal remedies available to it, including suing you to obtain a court judgement that could lead to actions against you (wage garnishments, bank levies, personal liens) and your home (foreclosure).

It is possible to negotiate with the lender, however you may find it very difficult to raise the type of capital the lender would demand, seeing that your home has at least $50K in value, after the first mortgage is paid.

You could look into refinancing your first home through the HARP Program. However, since your are a California resident, you will need to consider the possibility that your first mortgage may be a non-recourse loan, and by refinancing, you may endanger that status.
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Joe G.
Santa Clarita, CA  |  January 05, 2012
But even if the 1st loan is refinanced through HARP, isn't the 2nd loan still non-recourse since only the 1st has been refinanced? Or does modifying the 1st loan automatically change the status of the 2nd loan as well?
Bills.com
January 05, 2012
I assume you are asking about a property in California. If so, I know of no cases where a court decided that because a property owner refinanced one purchase money loan — thus removing California's anti-deficiency protection — other purchase money loans had their anti-deficiency protection stripped from them.
Genene C.
Midway, UT  |  November 28, 2011
I have a first and second on my home. the first is 170K and the second is 293K. The second was used for my small business. I also had a small business loan from the same lender as my 2nd mortgage. Same lender called my business loan in and closed my business down in 2010. After trying to hang on and pay both mortgages for over a year, we stopped at the advice of our lawyer. We stopped making payments in June of 2011. We are now set for Trustees Sale at the end of December with the first mortgage. I am wondering if I could find someone to come in and pay off my 1st mortgage what would happen? Would the lender of the second buy out the first in hopes to get some of their money? I am wondering if it is worth taking a chance in hopes that they would not want to throw anymore money at this house. My home was appraised by my first lender at around 380K. We are most likely going to have to file for bankruptcy as well. I really don't want to lose my home, but don't know what to do. I am just trying to think of anything to save my home.
Bills.com
November 29, 2011
If the house is going to be auctioned off, at the time of the sale the proceeds will be used to pay off the first mortgage holder, and then the second mortgage holder. Based on the scenario you provided, there will not be enough money to cover the second mortgage holder's position, and it will most certainly attempt to recover any deficiency balance, as well as any other outstanding unsecured debt. You can certainly speak to the second mortgage lender and attempt to negotiate a settlement, although it seems highly unlikely that the lender will buy out the first mortgage position. If you remain with substantial unsecured debts, then bankruptcy is a viable option. Continue to consult with your lawyer.
Stephanie P.
Bourbonnais, IL  |  November 15, 2011
I own a home loan and as a junior loan on the house I opened up a business which went under.Do I automatically lose my house because i cant pay this business loan? I am already getting papers saying they are in process of taking everything if I don't pay full balance of house and business note. Just wondering if there is anyway I can keep my home...
Bills.com
November 15, 2011
Your options depend in part on the equity you have in your home. If you have enough equity that money will come to the second mortgage holder, if they foreclose on you, the risks of foreclosure are much higher than if the sale proceeds would all go to the first mortgage holder and nothing remains for the second.

Try to work out a payment plan or settlement with the second mortgage holder. Consult with an attorney if you feel you have no means to pay a settlement or payment plan. Speak with a bankruptcy attorney, too, about how filing bankruptcy may be able to help you stay in your home.
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Stephanie P.
Bourbonnais, IL  |  November 15, 2011
I have had a couple apts with bankruptcy attorney and I see him again Monday, but he seems to tell me there aren't any other ways rather than file and start clean! This makes me sad, as I thought my kids would get to stay in this home til they moved out! We owe 200,000 on our home and its been appraised at 265,000 however I have foreclosures sitting on both sides of me and with the economy not sure its really worth that right now. Our business loan is for 108,000 so it would put us upside down. I heard from other people I can ask the judge to take this junior mortgage off, have u ever heard of that? (I understand u r not an attorney, just need an opinion) Bottom line I think I would do anything to save this house just wish I knew where to go, maybe new attorney?? Should I contact Fannie May in this situation? I see they are always on t.v wanting to help but could they in my situation? Thanks for such a quick response!! :)
Bills.com
November 15, 2011
I think it worthwhile to speak with another bankruptcy attorney, to get a second opinion. Speak with the second attorney about using a Chapter 13 to strip the second. That could be a way to stay in your house.
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Lani B.
Escondido, CA  |  February 23, 2012
You could go to NACA.com I am not sure where you're located but they hold events all over the United States; they just finished 1 event in San Diego & Los Angeles (California). Since you have a Fannie Mae Loan (they are at these events by the way Fannie Mae & Freddie Mac)they have the ability to do things at these events they cannot do anywhere else. The lowest fannie mae will be able to go is 3% fixed for the rest of the life of the loan. NACA is also successful at stopping "sale dates". If there is not an event close to where you live, you can begin the process online and begin a web-file. call to speak with a counselor to get a solution and get your file submitted to your servicer. If you are able to attend an event, your chances of walking away with paperwork being done is much more successful. They stopped my foreclosure !! If you would like to speak with me or e-mail me directly you can. Lani from San Diego
Sandra W.
Londonderry, NH  |  November 12, 2011
We have two homes.. One that we live in now and has all payments current, and a house in PA that we moved from two years ago when m husband lost his job and took one in another state. We had a renter in the PA house which allowed us to make the mortgage payments, now that renter has moved out. We are two months behind on the first mortgage for that house, two months behind on the HELOC for it, and current on payments in our new house. There is a mold problem in the PA house which we do not have the money to remediate, and which prevnts us from finding another tenant. We do not want to keep the PA house.. Really there is no way we can afford to do so, as we have extenuating circumstances which include two childrem with severe psychiatric issues which require residential treatment out of our home. We filed for "Homeowner Assistance" with the mortgage company two months ago with no response from them beyond an automated letter stating that we are in default. We could afford to make the monthly HELOC payment if we had to, but are not sure it makes sense to do so if we are going to let the house go. How will defaulting on these loans affect our current mortgage? (or will they?)
Bills.com
November 14, 2011
See the Bills.com resource Foreclosure On One Property Affect Another We Own for a discussion of the main issue in your comment. Ask any follow-up questions you may have on the page I just mentioned.
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